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Filing Details

Accession Number:: 0001104659-15-087144
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-29 21:52:46
Reporting Period:: 2015-12-24

Filing Date:: 2015-12-29
Accepted Time:: 2015-12-29 21:52:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497437	Brandon Thomas	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Investment Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-12-24	12,000	$7.50	242,421	No	4	M	Direct
Common Stock	Disposition	2015-12-24	12,000	$30.77	230,421	No	4	S	Direct
Common Stock	Acquisiton	2015-12-28	9,000	$7.50	239,421	No	4	M	Direct
Common Stock	Disposition	2015-12-28	9,000	$30.51	230,421	No	4	S	Direct
Common Stock	Acquisiton	2015-12-28	6,000	$7.15	236,421	No	4	M	Direct
Common Stock	Disposition	2015-12-28	6,000	$30.51	230,421	No	4	S	Direct
Common Stock	Acquisiton	2015-12-29	35,000	$9.00	265,421	No	4	M	Direct
Common Stock	Disposition	2015-12-29	35,000	$30.25	230,421	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-12-24	12,000	$0.00	12,000	$7.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-12-28	9,000	$0.00	9,000	$7.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-12-28	6,000	$0.00	6,000	$7.15
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2015-12-29	35,000	$0.00	62,000	$9.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-04-26	2017-04-26	No	4	S	Direct
0	2008-04-30	2018-04-30	No	4	S	Direct
0	2009-04-30	2019-04-30	No	4	S	Direct
27,000	2011-07-28	2020-02-28	No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,938	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$12.55	2012-02-28	2021-02-28	10,000	10,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$12.45	2013-02-28	2022-02-28	7,647	7,647	Direct
Common Stock	Employee Stock Option (Right to Buy)	$15.34	2014-02-28	2023-02-28	8,000	8,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$41.84	2015-02-28	2024-02-28	6,200	6,200	Direct
Common Stock	Employee Stock Option (Right to Buy)	$53.88	2016-02-29	2025-02-28	4,800	4,800	Direct
Common Stock	Restricted Stock Award	$0.00	2016-02-29	2016-02-28	1,040	1,040	Direct
Common Stock	Restricted Stock Award	$0.00	2016-02-29	2017-02-28	2,667	2,667	Direct
Common Stock	Restricted Stock Award	$0.00	2016-02-29	2018-02-28	3,200	3,200	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-28	10,000	10,000	Direct
2022-02-28	7,647	7,647	Direct
2023-02-28	8,000	8,000	Direct
2024-02-28	6,200	6,200	Direct
2025-02-28	4,800	4,800	Direct
2016-02-28	1,040	1,040	Direct
2017-02-28	2,667	2,667	Direct
2018-02-28	3,200	3,200	Direct

Footnotes

A total of 12,000 options were granted on 4/26/2007. 12,000 options were vested and exercisable as of December 24, 2015.
The prices reported in column 4 is a weighted average price. The shares were sold in multiple transactions at respective prices ranging from $30.66 to $30.84, inclusive.
Represents shares held by a trust in which Mr. Thomas is the trustee.
Original option grant vests in four installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vests in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vests in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock
Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
This restricted stock award vests in three installments beginning on the first anniversary of the date of the grant of restricted stock.
A total of 9,000 options were granted on 4/30/2008. 9,000 options were vested and exercisable as of December 28, 2015
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at respective prices ranging from $30.42 to $30.57, inclusive.
A total of 6,000 options were granted on 5/15/2009. 6,000 options were vested and exercisable as of December 28, 2015
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at respective prices ranging from $30.42 to $30.57, inclusive.
A total of 62,000 options were granted on 7/30/2010. 62,000 ptions were vested and exercisable as of December 29, 2015
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at respective prices ranging from $30.17 to $30.37, inclusive.