Filing Details
- Accession Number:
- 0001415889-15-004197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-29 18:10:10
- Reporting Period:
- 2015-12-24
- Filing Date:
- 2015-12-29
- Accepted Time:
- 2015-12-29 18:10:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185929 | David Potts | 3871 Lakefield Dr. Suwanee GA 30024 | Evp Of Finance, Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-29 | 53,413 | $30.25 | 72,498 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-24 | 53,413 | $0.00 | 125,911 | No | 4 | M | Direct | |
| Restricted Stock (T) 130712 | Disposition | 2015-12-24 | 7,506 | $29.41 | 23,794 | No | 4 | F | Direct | |
| Restricted Stock (T) 130712 | Disposition | 2015-12-24 | 8,144 | $0.00 | 15,650 | No | 4 | M | Direct | |
| Restricted Stock (P) 130712 | Disposition | 2015-12-24 | 7,193 | $29.41 | 7,807 | No | 4 | F | Direct | |
| Restricted Stock (P) 130712 | Disposition | 2015-12-24 | 7,807 | $0.00 | 0 | No | 4 | M | Direct | |
| Restricted Stock (T) 150330 | Disposition | 2015-12-24 | 2,886 | $29.41 | 21,184 | No | 4 | F | Direct | |
| Restricted Stock (T) 150330 | Disposition | 2015-12-24 | 3,132 | $0.00 | 18,052 | No | 4 | M | Direct | |
| Restricted Stock (T) 140327 | Disposition | 2015-12-24 | 3,043 | $29.41 | 15,992 | No | 4 | F | Direct | |
| Restricted Stock (T) 140327 | Disposition | 2015-12-24 | 3,302 | $0.00 | 12,690 | No | 4 | M | Direct | |
| Restricted Stock (P) 130329 | Disposition | 2015-12-24 | 21,784 | $29.41 | 23,646 | No | 4 | F | Direct | |
| Restricted Stock (P) 130329 | Disposition | 2015-12-24 | 23,646 | $0.00 | 0 | No | 4 | M | Direct | |
| Restricted Stock (T) 130329 | Disposition | 2015-12-24 | 2,724 | $29.41 | 8,633 | No | 4 | F | Direct | |
| Restricted Stock (T) 130329 | Disposition | 2015-12-24 | 2,955 | $0.00 | 5,678 | No | 4 | M | Direct | |
| Restricted Stock (T) 120328 | Disposition | 2015-12-24 | 4,079 | $29.41 | 4,427 | No | 4 | F | Direct | |
| Restricted Stock (T) 120328 | Disposition | 2015-12-24 | 4,427 | $0.00 | 0 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock (P) 140327 | 50,760 | Direct | |
| Restricted Stock (P) 150330 | 48,140 | Direct |
Footnotes
- Shares sold subject to an existing Rule 10b5-1 Sales Plan.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.04 to $30.52, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- In connection with the planned transaction between ARRIS Group, Inc. and Pace plc, pursuant to Section 4985 of the Code, an excise tax may be imposed on the ARRIS officers. To avoid the excise tax becoming due on such equity awards, the ARRIS board of directors approved the accelerated vesting of certain equity awards. The number here represents shares of ARRIS acquired pursuant to the accelerated vesting.
- Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
- Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares.
- Represents the vested portion of award grant converting to common stock.
- Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
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