Filing Details

Accession Number:
0000899243-15-010465
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-29 16:56:08
Reporting Period:
2015-12-24
Filing Date:
2015-12-29
Accepted Time:
2015-12-29 16:56:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356115 Nexpoint Credit Strategies Fund "NHF" () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes Yes
1637441 Trust Investment Dugaboy 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
1656757 Marie Nancy Dondero 1010 Crescent Beach Road
Vero Beach FL 32963
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-24 0 $0.00 589,800 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,048 Indirect By employee benefit plan
Common Stock 1,711,916 Direct
Common Stock 3,701 Direct
Common Stock 37,176 Indirect By trust
Footnotes
  1. The Dugaboy Investment Trust (the "Trust") sold a majority of its pecuniary, non-voting, non-control interest in Highland Capital Management, L.P. ("HCMLP") to another trust in a private transaction. Mr. Dondero has an indirect interest in such transaction as a beneficiary of the Trust. However, neither HCMLP nor the Trust sold any NHF shares and therefore there is no change in the number of NHF shares held. Mr. Dondero continues to have a reportable interest in the shares held by HCMLP through his indirect limited partner interest (through the Trust) and general partner interest (through Strand Advisors, Inc. ("Strand")) in HCMLP, and in the shares held by the Trust as a beneficiary of the Trust.
  2. These shares are held by HCMLP both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand, HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. These shares are held pursuant to an employee benefit plan.
  4. These shares are held by the Trust pursuant to an employee purchase plan. Ms. Dondero is the trustee of the Trust. Ms. Dondero and Mr. Dondero disclaim beneficial ownership of such shares.
  5. These shares are held directly by Mr. Dondero.