Filing Details

Accession Number:
0001209191-15-087195
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-28 20:27:38
Reporting Period:
2015-12-23
Filing Date:
2015-12-28
Accepted Time:
2015-12-28 20:27:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597755 Patricia Nakache 2480 Sand Hill Road, Suite 200
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-23 2,727 $13.83 5,755 No 4 S Indirect By Gordon/Nakache Family Trust
Common Stock Disposition 2015-12-24 629 $14.00 5,126 No 4 S Indirect By Gordon/Nakache Family Trust
Common Stock Disposition 2015-12-28 1,841 $13.55 3,285 No 4 S Indirect By Gordon/Nakache Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Gordon/Nakache Family Trust
No 4 S Indirect By Gordon/Nakache Family Trust
No 4 S Indirect By Gordon/Nakache Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,552,749 Indirect By Trinity Ventures X, L.P.
Common Stock 53,696 Indirect By Trinity X Entrepreneurs' Fund, L.P.
Common Stock 31,444 Indirect By Trinity X Side-By-Side Fund, L.P.
Common Stock 2,308 Indirect By TVL Management Corporation
Footnotes
  1. Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.
  2. The Reporting Person is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The Reporting Person serves as an officer of TVL Management Corporation. The Reporting Person disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein.
  3. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2015.
  4. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.54 to $14.12 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. The shares are held by the Gordon/Nakache Family Trust (the "Nakache Family Trust"). The Reporting Person is a trustee of the Nakache Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Nakache Family Trust except to the extent of her proportionate pecuniary interest therein.
  6. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.91 to $14.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.22 to $13.80 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.