Filing Details
- Accession Number:
- 0001062993-15-006830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-28 16:08:59
- Reporting Period:
- 2015-12-23
- Filing Date:
- 2015-12-28
- Accepted Time:
- 2015-12-28 16:08:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383097 | Naked Brand Group Inc. | NAKD | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1292834 | P David Hochman | 15 Weston Hill Road Riverside CT 06878 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-23 | 17,500 | $4.00 | 31,783 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-12-23 | 17,198 | $3.00 | 48,981 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2015-12-23 | 29,510 | $3.00 | 43,810 | No | 4 | C | Indirect | CSD Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | CSD Holdings LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 6% Convertible Debentures due 2017 | Disposition | 2015-12-23 | 88,529 | $0.00 | 29,510 | $3.00 |
| Common Stock | 6% Convertible Debentures due 2017 | Disposition | 2015-12-23 | 51,593 | $0.00 | 17,198 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Represents shares of common stock (the "Common Stock") of Naked Brand Group Inc. (the "Issuer") purchased directly from an underwriter through a directed share program at the underwritten public offering price per share of $4.00.
- Represents the unconverted principal amount of $85,799 plus outstanding accrued and unpaid interest of $156 and additional interest that would have accrued for six months of $2,574.
- The amended 6% Senior Secured Convertible Debenture, automatically converted into shares of Common Stock upon the closing of the Issuer's underwritten public offering.
- Represents the unconverted principal amount of $50,000 plus outstanding accrued and unpaid interest of $93 and additional interest that would have accrued for six months of $1,500.
- David Hochman is the member manager of CSD Holdings LLC.
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