Filing Details

Accession Number:
0001209191-15-087117
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-28 16:03:52
Reporting Period:
2015-12-10
Filing Date:
2015-12-28
Accepted Time:
2015-12-28 16:03:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 United Financial Bancorp Inc. UBNK Savings Institutions, Not Federally Chartered (6036) 273577029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325608 Jr A Robert Stewart United Financial Bancorp, Inc.
45 Glastonbury Blvd.
Glastonbury CT 06033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-10 100 $13.36 200 No 4 P Indirect As Custodian for Grandson
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As Custodian for Grandson
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,276 Direct
Common Stock 7,813 Indirect By IRA
Common Stock 100 Indirect As Custodian for Grandson
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $9.17 2007-08-17 2016-08-17 28,743 28,743 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-08-17 28,743 28,743 Direct
Footnotes
  1. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
  2. Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
  3. Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
  4. Options to purchase shares of common stock are 100% vested as of April 30, 2014. Also includes an equal number of stock appreciation rights. Stock appreciation rights are granted in tandem with the options granted and the exercise of one will cause the cancellation of the other.