Filing Details
- Accession Number:
- 0000350894-15-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-28 13:32:57
- Reporting Period:
- 2015-12-23
- Filing Date:
- 2015-12-28
- Accepted Time:
- 2015-12-28 13:32:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191722 | Richard Lieb | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2015-12-23 | 2,500 | $32.49 | 129,628 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2015-12-23 | 10,000 | $14.62 | 139,628 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-23 | 12,500 | $51.84 | 127,128 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2015-12-23 | 2,500 | $32.49 | 2,500 | $32.49 |
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2015-12-23 | 10,000 | $14.62 | 10,000 | $14.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-12-10 | 2017-12-10 | No | 4 | M | Direct |
0 | 2008-12-16 | 2019-12-16 | No | 4 | M | Direct |