Filing Details
- Accession Number:
- 0001209191-15-087049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-28 12:28:02
- Reporting Period:
- 2015-12-23
- Filing Date:
- 2015-12-28
- Accepted Time:
- 2015-12-28 12:28:02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467343 | N Gregory Dudkin | Two North Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-23 | 47,972 | $25.41 | 58,030 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-23 | 47,972 | $34.00 | 10,058 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-23 | 5,383 | $25.74 | 15,441 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-23 | 5,383 | $34.00 | 10,058 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-23 | 68,202 | $26.59 | 78,260 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-23 | 68,202 | $34.00 | 10,058 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-12-23 | 47,972 | $0.00 | 47,972 | $25.41 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-12-23 | 5,383 | $0.00 | 5,383 | $25.74 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-12-23 | 68,202 | $0.00 | 68,202 | $26.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-25 | No | 4 | M | Direct | |
| 0 | 2022-03-04 | No | 4 | M | Direct | |
| 34,102 | 2023-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan. |
Footnotes
- This Form 4 report reflects the exercise of 121,557 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2015.
- Total includes the reinvestment of dividends.
- Represents the exercise of 47,972 stock options that vested in three installments on January 26, 2013, January 26, 2014 and January 26, 2015.
- Represents the exercise of 5,383 stock options that vested in three installments on March 5, 2013, March 5, 2014 and March 5, 2015.
- Represents the exercise of 68,202 stock options from a total grant of 102,304 options. The remaining 34,102 options vest on January 24, 2016.
Billionaire Hedge Funds
