Filing Details
- Accession Number:
- 0001102624-15-001858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-28 08:00:22
- Reporting Period:
- 2015-12-23
- Filing Date:
- 2015-12-28
- Accepted Time:
- 2015-12-28 08:00:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294357 | F John Barry | 10 East 40Th Street, 42Nd Floor New York NY 10016 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-23 | 33,019 | $6.99 | 10,939,719 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-23 | 390,663 | $7.08 | 11,330,382 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-23 | 108,456 | $7.13 | 11,438,838 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-23 | 193,010 | $7.20 | 11,631,848 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-23 | 146,323 | $7.22 | 11,778,171 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-23 | 121,603 | $7.25 | 11,899,774 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-23 | 35,850 | $7.27 | 11,935,624 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |