Filing Details

Accession Number:
0001102624-15-001858
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-28 08:00:22
Reporting Period:
2015-12-23
Filing Date:
2015-12-28
Accepted Time:
2015-12-28 08:00:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry 10 East 40Th Street, 42Nd Floor
New York NY 10016
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-23 33,019 $6.99 10,939,719 No 4 P Direct
Common Stock Acquisiton 2015-12-23 390,663 $7.08 11,330,382 No 4 P Direct
Common Stock Acquisiton 2015-12-23 108,456 $7.13 11,438,838 No 4 P Direct
Common Stock Acquisiton 2015-12-23 193,010 $7.20 11,631,848 No 4 P Direct
Common Stock Acquisiton 2015-12-23 146,323 $7.22 11,778,171 No 4 P Direct
Common Stock Acquisiton 2015-12-23 121,603 $7.25 11,899,774 No 4 P Direct
Common Stock Acquisiton 2015-12-23 35,850 $7.27 11,935,624 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct