Filing Details

Accession Number:
0001559909-15-000060
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-12-23 16:42:55
Reporting Period:
2015-11-02
Filing Date:
2015-12-23
Accepted Time:
2015-12-23 16:42:55
Original Submission Date:
2015-11-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559909 Harvest Capital Credit Corp HCAP () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398113 A Joseph Jolson C/O Harvest Capital Credit Corporation
767 East Third Avenue, 25Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-02 2,600 $11.49 329,187 No 4 P Indirect By Jolson 1991 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Jolson 1991 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,768 Indirect By Foundation
Common Stock 10,000 Indirect By Daughter
Footnotes
  1. This amendment is being filed to (i) correct the transaction code by changing it from "I" to "P"; (ii) include all of the Reporting Person's holdings of the issuer's common stock as of the transaction date; and (iii) include footnotes reflecting (A) that the previously reported purchase occurred in multiple transactions, (B) that the price reported in Column 4 is the weighted average purchase price of such transactions, (C) the range of prices for such transactions and the Reporting Person's undertaking with respect to such transactions, and (D) that the purchases were effectuated pursuant to a Rule 10b5-1 purchase plan of the Reporting Person.
  2. Reflects the acquisition of common shares pursuant to the Rule 10b5-1 purchase plan of the Reporting Person.
  3. The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 11.48 to 11.50. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
  4. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
  5. Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.