Filing Details
- Accession Number:
- 0001559909-15-000060
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-12-23 16:42:55
- Reporting Period:
- 2015-11-02
- Filing Date:
- 2015-12-23
- Accepted Time:
- 2015-12-23 16:42:55
- Original Submission Date:
- 2015-11-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559909 | Harvest Capital Credit Corp | HCAP | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398113 | A Joseph Jolson | C/O Harvest Capital Credit Corporation 767 East Third Avenue, 25Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-02 | 2,600 | $11.49 | 329,187 | No | 4 | P | Indirect | By Jolson 1991 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,768 | Indirect | By Foundation |
Common Stock | 10,000 | Indirect | By Daughter |
Footnotes
- This amendment is being filed to (i) correct the transaction code by changing it from "I" to "P"; (ii) include all of the Reporting Person's holdings of the issuer's common stock as of the transaction date; and (iii) include footnotes reflecting (A) that the previously reported purchase occurred in multiple transactions, (B) that the price reported in Column 4 is the weighted average purchase price of such transactions, (C) the range of prices for such transactions and the Reporting Person's undertaking with respect to such transactions, and (D) that the purchases were effectuated pursuant to a Rule 10b5-1 purchase plan of the Reporting Person.
- Reflects the acquisition of common shares pursuant to the Rule 10b5-1 purchase plan of the Reporting Person.
- The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 11.48 to 11.50. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased.
- Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.