Filing Details
- Accession Number:
- 0001144204-15-072600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-23 16:16:16
- Reporting Period:
- 2015-12-21
- Filing Date:
- 2015-12-23
- Accepted Time:
- 2015-12-23 16:16:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505058 | Robert Lande | C/O Fxcm Inc. 55 Water Street New York NY 10041 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2015-12-21 | 68 | $0.00 | 13,962 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- All of such shares were sold automatically upon certain of the Reporting Person's previously unvested restricted stock units subsequently becoming vested and were sold solely for the purpose of covering certain tax obligations that arose upon such vesting.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.447, inclusive. The Reporting Person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Certain shares held by the Reporting Person are held by a pension plan of which Reporting Person is the sole beneficiary. The Reporting Person disclaims beneficial ownership over the securities held by this pension plan except to the extent of his pecuniary interest therein.