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Filing Details

Accession Number:: 0001177261-15-000129
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-23 14:55:07
Reporting Period:: 2015-12-21

Filing Date:: 2015-12-23
Accepted Time:: 2015-12-23 14:55:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
936395	Ciena Corp	CIEN	Telephone & Telegraph Apparatus (3661)	232725311

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1444157	M David Rothenstein	C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426	Sr. Vp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2015-12-21	764	$19.90	313,499	No	4	S	Direct
Common Stock	Disposition	2015-12-21	4,265	$19.90	309,234	No	4	S	Direct
Common Stock	Disposition	2015-12-21	2,229	$19.90	307,005	No	4	S	Direct
Common Stock	Disposition	2015-12-21	1,172	$19.90	305,833	No	4	S	Direct
Common Stock	Disposition	2015-12-21	321	$19.90	305,512	No	4	S	Direct
Common Stock	Disposition	2015-12-21	2,163	$19.90	303,349	No	4	S	Direct
Common Stock	Disposition	2015-12-21	723	$19.90	302,626	No	4	S	Direct
Common Stock	Disposition	2015-12-21	577	$19.90	302,049	No	4	S	Direct
Common Stock	Disposition	2015-12-21	863	$19.90	301,186	No	4	S	Direct
Common Stock	Disposition	2015-12-21	1,943	$19.90	299,243	No	4	S	Direct
Common Stock	Disposition	2015-12-21	6,163	$19.90	293,080	No	4	S	Direct
Common Stock	Disposition	2015-12-21	3,066	$19.90	290,014	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

RSU Taxes - 12/15/2011 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.)
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.
RSU Tax Sales 12/18/12 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
RSU Tax Sales 12/17/13 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.)
RSU tax sales - 12/17/14 grant (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.