Filing Details
- Accession Number:
- 0001177261-15-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-23 14:52:26
- Reporting Period:
- 2015-12-21
- Filing Date:
- 2015-12-23
- Accepted Time:
- 2015-12-23 14:52:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177265 | C Andrew Petrik | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Vp, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-21 | 194 | $19.90 | 69,042 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 760 | $19.90 | 68,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 508 | $19.90 | 67,774 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 191 | $19.90 | 67,583 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 435 | $19.90 | 67,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 146 | $19.90 | 67,002 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 117 | $19.90 | 66,885 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 172 | $19.90 | 66,713 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 385 | $19.90 | 66,328 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-21 | 1,221 | $19.90 | 65,107 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- RSU Taxes - 12/15/2011 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.)
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.
- RSU Tax Sales 12/18/12 (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.)
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
- RSU Tax Sales 12/17/13 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.)
- RSU tax sales - 12/17/14 grant (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.)
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.