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Filing Details

Accession Number:: 0001177261-15-000120
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-23 14:39:38
Reporting Period:: 2015-12-21

Filing Date:: 2015-12-23
Accepted Time:: 2015-12-23 14:39:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
936395	Ciena Corp	CIEN	Telephone & Telegraph Apparatus (3661)	232725311

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1285617	James Frodsham	C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426	Sr. Vp, Chief Strategy Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2015-12-21	1,111	$19.90	193,143	No	4	S	Direct
Common Stock	Disposition	2015-12-21	1,217	$19.90	191,926	No	4	S	Direct
Common Stock	Disposition	2015-12-21	3,245	$19.90	188,681	No	4	S	Direct
Common Stock	Disposition	2015-12-21	4,867	$19.90	183,814	No	4	S	Direct
Common Stock	Disposition	2015-12-21	750	$19.90	183,064	No	4	S	Direct
Common Stock	Disposition	2015-12-21	2,245	$19.90	180,819	No	4	S	Direct
Common Stock	Disposition	2015-12-21	599	$19.90	180,220	No	4	S	Direct
Common Stock	Disposition	2015-12-21	896	$19.90	179,324	No	4	S	Direct
Common Stock	Disposition	2015-12-21	6,397	$19.90	172,927	No	4	S	Direct
Common Stock	Disposition	2015-12-21	2,017	$19.90	170,910	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

RSU Tax Sales 12/15/2011 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit) (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.)
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
RSU Tax Sales 12/18/12 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit) (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.)
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
RSU Tax Sales 12/17/13 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit) (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.)
RSU tax sales 12/17/14 Award (Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.