Filing Details
- Accession Number:
- 0001127602-15-034860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-23 13:38:50
- Reporting Period:
- 2015-12-22
- Filing Date:
- 2015-12-23
- Accepted Time:
- 2015-12-23 13:38:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010270 | M Jennifer Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Co-President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2015-11-05 | 1,700 | $0.00 | 1,487,536 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Acquisiton | 2015-11-05 | 1,700 | $0.00 | 160,969 | No | 5 | G | Indirect | As A Trustee For Minor Children |
Common Stock, Par Value $.10 | Acquisiton | 2015-12-22 | 210 | $35.75 | 161,179 | No | 4 | P | Indirect | As A Trustee For Minor Children |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | As A Trustee For Minor Children |
No | 4 | P | Indirect | As A Trustee For Minor Children |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 1,668 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 2,610,000 | Indirect | By Business Limited Partnership |
Common Stock, Par Value $.10 | 15,000 | Indirect | By Business Trust |
Common Stock, Par Value $.10 | 198,000 | Indirect | By Venture Limited Partnership |
Footnotes
- Not applicable.
- Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2015.
- Business limited partnership under control of Reporting Person.
- Business trust for the benefit of Reporting Person and Reporting Person's children.
- Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.