Filing Details
- Accession Number:
- 0001104659-15-086297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-22 16:41:51
- Reporting Period:
- 2015-12-18
- Filing Date:
- 2015-12-22
- Accepted Time:
- 2015-12-22 16:41:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294250 | Rand Logistics Inc. | RLOG | Water Transportation (4400) | 201195343 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
808722 | M David Knott | 485 Underhill Blvd Ste 205 Syosset NY 11791-3419 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-18 | 57,600 | $1.57 | 627,000 | No | 4 | S | Indirect | By Knott Partners, L.P. |
Common Stock | Disposition | 2015-12-18 | 11,798 | $1.57 | 307,896 | No | 4 | S | Indirect | By Shoshone Partners, L.P. |
Common Stock | Disposition | 2015-12-21 | 37,000 | $1.55 | 590,000 | No | 4 | S | Indirect | By Knott Partners, L.P. |
Common Stock | Disposition | 2015-12-21 | 7,364 | $1.55 | 300,532 | No | 4 | S | Indirect | By Shoshone Partners, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Knott Partners, L.P. |
No | 4 | S | Indirect | By Shoshone Partners, L.P. |
No | 4 | S | Indirect | By Knott Partners, L.P. |
No | 4 | S | Indirect | By Shoshone Partners, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,100 | Indirect | By Mulsanne Partners, L.P. |
Common Stock | 900 | Indirect | By Managed Account |
Footnotes
- The Reporting Person is: (a) the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., and (ii) the managing general partner of Knott Partners, L.P.; and (b) the sole member of Mabon Capital Management, LLC, which is the sole general partner of Mulsanne Partners, L.P. The Reporting Person is also a general partner of Knott Partners, L.P.
- The Reporting Person is the sole director and the president of Dorset Management Corporation, which provides investment management services to separate institutional managed accounts (each, a "Managed Account").
- As a result of the Reporting Person's interests in Knott Partners Management, LLC and in Dorset Management Corporation, the Reporting Person has investment discretion and control of the securities represented in this entry. The Reporting Person may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of its performance-related fee. Except with respect to Knott Partners, L.P., Shoshone Partners, L.P., and Mulsanne Partners, L.P., in which the Reporting Person owns a beneficial interest, the Reporting Person disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P.,, and the Managed Account disclaim beneficial ownership of securities reported as owned by any other party.