Filing Details
- Accession Number:
- 0001638599-15-000445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-22 16:20:18
- Reporting Period:
- 2015-12-18
- Filing Date:
- 2015-12-22
- Accepted Time:
- 2015-12-22 16:20:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911649 | Special Diversified Opportunities Inc. | SDOI | Miscellaneous Chemical Products (2890) | 561581761 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
1337002 | B. Riley & Co., Llc | 11100 Santa Monica Blvd.ste. 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-18 | 742,344 | $1.00 | 3,875,344 | No | 4 | P | Indirect | By B. Riley and Co., LLC |
Common Stock | Disposition | 2015-12-18 | 371,172 | $1.00 | 3,504,172 | No | 4 | S | Indirect | By B. Riley and Co., LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By B. Riley and Co., LLC |
No | 4 | S | Indirect | By B. Riley and Co., LLC |
Footnotes
- 1. This Form 4 is filed jointly by Bryant R. Riley and B. Riley and Co., LLC (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- 2. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- 3. Beneficially owned by B. Riley and Co., LLC. Mr. Riley is serving as the Chairman of B. Riley and Co., LLC and Chief Executive Officer of B. Riley Financial Inc., the parent company of B. Riley and Co., LLC. By virtue of his relationship with B. Riley and Co., LLC, Mr. Riley may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.