Filing Details
- Accession Number:
- 0000899243-15-010287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-22 16:19:29
- Reporting Period:
- 2015-12-18
- Filing Date:
- 2015-12-22
- Accepted Time:
- 2015-12-22 16:19:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1285819 | Omeros Corp | OMER | Pharmaceutical Preparations (2834) | 911663741 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472163 | S. Marcia Kelbon | 201 Elliott Avenue West Seattle WA 98119 | Vp Patent And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-18 | 15,154 | $0.98 | 146,280 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-18 | 15,154 | $15.00 | 131,126 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-12-19 | 7,300 | $4.10 | 138,426 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-12-22 | 746 | $0.98 | 139,172 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-22 | 746 | $15.00 | 138,426 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-18 | 15,154 | $0.00 | 15,154 | $0.98 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-19 | 7,300 | $0.00 | 7,300 | $4.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-22 | 746 | $0.00 | 746 | $0.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
143,946 | 2016-12-11 | No | 4 | M | Direct | |
112,700 | 2022-01-07 | No | 4 | M | Direct | |
143,200 | 2016-12-11 | No | 4 | M | Direct |
Footnotes
- Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person on June 3, 2014, at which time the trading schedule, including sale periods, price and the number of shares to be sold, was established, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of 175,000 shares, by exercise of options otherwise expiring on December 11, 2016, over a one-year period beginning in November 2015, with sale periods commencing approximately monthly and with approximately 15,900 shares to be sold in each sale period. Following the establishment of the 10b5-1 trading plan on June 3, 2014, and consistent with its applicable trading rules, Ms. Kelbon has had no further input or control over the specific share sales or timing of those sales under the plan.
- (continued from Footnote 1) A portion of the proceeds are being used to fund the exercise and holding of other options and may also be used to fund the costs of and taxes on the future exercise and holding of additional other options. These sales of shares occurred during the second monthly sale period under this trading plan.
- The option vested and became exercisable in 48 equal monthly installments. The first installment became exercisable on November 1, 2005 and subsequent installments became exercisable on each monthly anniversary thereafter. On December 18, 2015, options to purchase 15,154 shares were exercised and on December 22, 2015, options to purchase 746 shares were exercised. These shares were sold upon exercise as reflected in Table I.
- The option vested and became exercisable over 48 equal monthly installments, with a vesting commencement date of April 1, 2011. Installments vested and became exercisable on each monthly anniversary thereafter. On December 19, 2015, options to purchase 7,300 of these shares were exercised and held.