Filing Details

Accession Number:
0001437749-15-022666
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-22 15:20:34
Reporting Period:
2015-12-18
Filing Date:
2015-12-22
Accepted Time:
2015-12-22 15:20:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE Communications Equipment, Nec (3669) 473108385
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232019 Penny Herscher C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-18 2,424 $21.24 12,122 No 4 S Direct
Common Stock Disposition 2015-12-18 200 $21.82 11,922 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sale of shares pursuant to 10b5-1 plan dated November 18, 2015.
  2. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $20.76 to $21.71. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $21.80 to $21.84. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.