Filing Details

Accession Number:
0001391609-15-000303
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-12-22 13:06:22
Reporting Period:
2015-11-18
Filing Date:
2015-12-22
Accepted Time:
2015-12-22 13:06:22
Original Submission Date:
2015-11-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878932 Equus Total Return Inc. EQS () 760345915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493101 Bertrand Pallieres Des 700 Louisiana Street
48Th Floor
Houston TX 77002
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-18 25,000 $1.50 2,090,913 No 5 P Direct
Common Stock Acquisiton 2015-11-20 3,638 $1.45 2,094,551 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
Footnotes
  1. Includes 948,238 shares held directly by Mr. des Pallieres and a trust controlled by him. Also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
  2. Includes 951,876 shares held directly by Mr. des Pallieres and a trust controlled by him. Also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.