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Home > Insider Trading > Filing (0001144204-15-072020)

Filing Details

Accession Number:: 0001144204-15-072020
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2015-12-21 18:43:11
Reporting Period:: 2015-12-14

Filing Date:: 2015-12-21
Accepted Time:: 2015-12-21 18:43:11
Original Submission Date:: 2015-12-16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1564709	Truett-Hurst Inc.	THST	Beverages (2080)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1574620	Barrie James Graham	487 Wilson Avenue Novato CA 94947		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-12-14	5,376	$1.24	12,181	No	4	M	Direct
Class A Common Stock	Acquisiton	2015-12-15	1,000	$1.86	40,235	No	4	P	Direct
Class A Common Stock	Acquisiton	2015-12-15	3,000	$1.90	43,235	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2015-12-15	13,554	$0.00	13,554	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,554		2025-12-15	No	4	A	Direct

Footnotes

Common stock acquired upon the vesting of restricted stock awards granted 12/2014.
Restricted stock units granted on 12/15/2015 vesting 100% at the one year anniversary, 12/15/2016