Filing Details

Accession Number:
0001534424-15-000459
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-21 16:54:04
Reporting Period:
2015-12-18
Filing Date:
2015-12-21
Accepted Time:
2015-12-21 16:54:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1426480 E Charles Koob C/O Mri Interventions, Inc.
5 Musick
Irvine, CA 92618
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-18 154,035 $0.00 736,931 No 4 P Indirect By the Koob Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Koob Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrants (right to buy) Acquisiton 2015-12-18 61,614 $0.00 61,614 $0.41
Common Stock Series B Warrants (right to buy) Acquisiton 2015-12-18 46,211 $0.00 46,211 $0.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,614 2015-12-18 2020-12-18 No 4 P Indirect
46,211 2015-12-18 2020-12-18 No 4 P Indirect
Footnotes
  1. The reported securities are included within 154,035 units purchased by the Koob Family Trust for $0.3246 per unit. Each unit consists of one share of common stock, one series A warrant to purchase 0.40 share of common stock, and one series B warrant to purchase 0.30 share of common stock. The Reporting Person has voting and investment power over the securities held by the Koob Family Trust.
  2. Includes 20,000 shares jointly held with spouse.
  3. The shares subject to this warrant are immediately exercisable.