Filing Details

Accession Number:
0001209191-15-086355
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-21 16:01:37
Reporting Period:
2015-12-16
Filing Date:
2015-12-21
Accepted Time:
2015-12-21 16:01:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR Pharmaceutical Preparations (2834) 201622502
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591213 A Paul Foster C/O Xencor, Inc.
111 West Lemon Avenue
Monrovia CA 91016
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-16 5,000 $0.59 9,627 No 4 M Direct
Common Stock Disposition 2015-12-16 6,025 $15.01 3,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-12-16 5,000 $0.00 5,000 $0.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,064 2022-09-25 No 4 M Direct
Footnotes
  1. Includes 1,207 shares of Common Stock that were acquired by the Reporting Person on June 10, 2015 and 1,212 shares of Common Stock that were acquired by the Reporting Person on December 15, 2015 pursuant to the Issuer's Employee Stock Purchase Plan.
  2. Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 23, 2015.
  3. 25% of the shares subject to the option shall vest on the one year anniversary of August 1, 2012 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.