Filing Details
- Accession Number:
- 0001503249-15-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-21 10:16:03
- Reporting Period:
- 2015-12-09
- Filing Date:
- 2015-12-21
- Accepted Time:
- 2015-12-21 10:16:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
870385 | Carolina Financial Corp | CARO | State Commercial Banks (6022) | 571039673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600311 | M. Robert Moise | 288 Meeting St Charleston SC 29401 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-09 | 3,278 | $15.25 | 118,340 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,600 | Indirect | BY PITT STREET INVESTMENTS |
Common Stock | 9,600 | Indirect | BY SPOUSE |
Footnotes
- THE REPORTING PERSON ACKNOWLEDGES THAT THESE TRANSACTIONS ARE BEING REPORTED LATE UNDER SECTION 16.
- ON JULY 31, 2015, THE COMPANY PAID A 20% STOCK DIVIDEND WHICH HAS BEEN ACCOUNTED FOR IN THE TOTAL SHARES HELD ON THIS SECTION 16 FORM.