Filing Details

Accession Number:
0001144204-15-071802
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-18 20:39:57
Reporting Period:
2015-12-16
Filing Date:
2015-12-18
Accepted Time:
2015-12-18 20:39:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
2186 Relm Wireless Corp RWC Radio & Tv Broadcasting & Communications Equipment (3663) 593486297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946454 Ballantyne Strong, Inc. C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
1187586 H Joseph Moglia C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
1591508 Fundamental Global Investors, Llc 4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No Yes No
1619951 M Lewis Johnson C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
1619991 Kyle Cerminara C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-16 72,600 $3.70 670,390 No 4 P Indirect Fundamental Global Partners, LP
Common Stock Acquisiton 2015-12-16 290,400 $3.70 1,518,871 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Common Stock Acquisiton 2015-12-17 9,750 $3.70 680,140 No 4 P Indirect Fundamental Global Partners, LP
Common Stock Acquisiton 2015-12-17 22,750 $3.70 1,541,621 No 4 P Indirect Fundamental Global Partners Master Fund, LP
Common Stock Acquisiton 2015-12-16 895,245 $3.70 895,245 No 4 P Indirect Ballantyne Strong, Inc.
Common Stock Acquisiton 2015-12-17 171,421 $3.70 1,066,666 No 4 P Indirect Ballantyne Strong, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Fundamental Global Partners, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
No 4 P Indirect Fundamental Global Partners, LP
No 4 P Indirect Fundamental Global Partners Master Fund, LP
No 4 P Indirect Ballantyne Strong, Inc.
No 4 P Indirect Ballantyne Strong, Inc.
Footnotes
  1. The Reporting Persons beneficially own in the aggregate 3,645,303 shares of Common Stock, which represents approximately 26.6% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM") and Ballantyne Strong, Inc. ("BTN").
  2. Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP and the FGPM. Due to his positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
  3. Does not reflect broker commission of $0.05 per share.