Filing Details
- Accession Number:
- 0001144204-15-071802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 20:39:57
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 20:39:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
2186 | Relm Wireless Corp | RWC | Radio & Tv Broadcasting & Communications Equipment (3663) | 593486297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
946454 | Ballantyne Strong, Inc. | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | No | No | Yes | No | |
1187586 | H Joseph Moglia | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | No | No | Yes | No | |
1591508 | Fundamental Global Investors, Llc | 4201 Congress Street, Suite 140 Charlotte NC 28209 | Yes | No | Yes | No | |
1619951 | M Lewis Johnson | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | No | No | Yes | No | |
1619991 | Kyle Cerminara | C/O Fundamental Global Investors, Llc 4201 Congress Street, Suite 140 Charlotte NC 28209 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-16 | 72,600 | $3.70 | 670,390 | No | 4 | P | Indirect | Fundamental Global Partners, LP |
Common Stock | Acquisiton | 2015-12-16 | 290,400 | $3.70 | 1,518,871 | No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
Common Stock | Acquisiton | 2015-12-17 | 9,750 | $3.70 | 680,140 | No | 4 | P | Indirect | Fundamental Global Partners, LP |
Common Stock | Acquisiton | 2015-12-17 | 22,750 | $3.70 | 1,541,621 | No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
Common Stock | Acquisiton | 2015-12-16 | 895,245 | $3.70 | 895,245 | No | 4 | P | Indirect | Ballantyne Strong, Inc. |
Common Stock | Acquisiton | 2015-12-17 | 171,421 | $3.70 | 1,066,666 | No | 4 | P | Indirect | Ballantyne Strong, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Fundamental Global Partners, LP |
No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
No | 4 | P | Indirect | Fundamental Global Partners, LP |
No | 4 | P | Indirect | Fundamental Global Partners Master Fund, LP |
No | 4 | P | Indirect | Ballantyne Strong, Inc. |
No | 4 | P | Indirect | Ballantyne Strong, Inc. |
Footnotes
- The Reporting Persons beneficially own in the aggregate 3,645,303 shares of Common Stock, which represents approximately 26.6% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM") and Ballantyne Strong, Inc. ("BTN").
- Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP and the FGPM. Due to his positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
- Does not reflect broker commission of $0.05 per share.