Filing Details
- Accession Number:
- 0001140361-15-045139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 18:50:01
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 18:50:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193582 | Jr C Robert Turnham | C/O Goodrich Petroleum Corporation 801 Louisiana, Suite 700 Houston TX 77002 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
10.00% Series C Cumulative Preferred Stock | Disposition | 2015-12-16 | 4,000 | $0.00 | 0 | No | 4 | S | Direct | |
9.75% Series D Cumulative Preferred Stock | Disposition | 2015-12-16 | 4,000 | $0.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 5.375% Series B Cumulative Convertible Preferred Stock | Disposition | 2015-12-16 | 3,000 | $0.00 | 4,784 | $0.00 |
Common Stock | 10.00% Series E Cumulative Convertible Preferred Stock | Acquisiton | 2015-12-16 | 11,600 | $0.00 | 58,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Direct | ||
11,600 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 552,203 | Direct | |
Common Stock | 29,950 | Indirect | Through Spouse |
Footnotes
- The reporting person disposed of 3,000 shares of 5.375% Series B Cumulative Convertible Preferred Stock in exchange for 3,600 depositary shares each representing a 1/1000th ownership interest in a share of 10.00% Series E Cumulative Convertible Preferred Stock (the "Series E Preferred Stock").
- The reporting person disposed of 4,000 depositary shares each representing a 1/1000th interest in a share of 10.00% Series C Cumulative Preferred Stock in exchange for 4,000 depositary shares each representing a 1/1000th ownership interest in a share of Series E Preferred Stock.
- The reporting person disposed of 4,000 depositary shares each representing a 1/1000th interest in a share of 9.75% Series D Cumulative Preferred Stock in exchange for 4,000 depositary shares each representing a 1/1000th ownership interest in a share of Series E Preferred Stock.
- The Series E Preferred Stock has no expiration date and is convertible at any time, at the holder's election, into Goodrich Petroleum Corporation common stock at a rate of 5.0 shares of common stock per depositary share of Series E Preferred Stock.
- Depositary shares each representing a 1/1000th ownership interest in a share of 10.00% Series E Cumulative Convertible Preferred Stock.
- Depositary shares each representing a 1/1000th ownership interest in a share of 10.00% Series C Cumulative Preferred Stock.
- Depositary shares each representing a 1/1000th ownership interest in a share of 9.75% Series D Cumulative Preferred Stock.
- The Series B Preferred Stock has no expiration date and is convertible at any time, at the holder's election, into Goodrich Petroleum Corporation common stock at a rate of 1.5946 shares of common stock per share of Series B Preferred Stock.