Filing Details
- Accession Number:
- 0001203645-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 17:40:26
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 17:40:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203645 | Anthony Chidoni | C/O Guess?, Inc. 1444 S. Alameda Street Los Angeles CA 90021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-16 | 15,000 | $18.07 | 166,772 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-16 | 15,000 | $20.48 | 151,772 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-16 | 15,000 | $0.00 | 15,000 | $18.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-03 | No | 4 | M | Direct |
Footnotes
- The stock option was scheduled to expire on January 3, 2016. The underlying shares were sold to pay the exercise price and related tax obligations.
- The option vested in four equal installments on each January 3 of 2007, 2008, 2009 and 2010.