Filing Details

Accession Number:
0001102624-15-001830
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-18 17:30:26
Reporting Period:
2015-12-16
Filing Date:
2015-12-18
Accepted Time:
2015-12-18 17:30:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry Prospect Capital Corporation
10 East 40Th Street, 42Nd Floor
New York NY 10016
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-16 100,000 $6.63 6,850,700 No 4 P Direct
Common Stock Acquisiton 2015-12-16 153,500 $6.60 7,004,200 No 4 P Direct
Common Stock Acquisiton 2015-12-16 153,000 $6.59 7,157,200 No 4 P Direct
Common Stock Acquisiton 2015-12-16 154,000 $6.61 7,311,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct