Filing Details
- Accession Number:
- 0001102624-15-001830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 17:30:26
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 17:30:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294357 | F John Barry | Prospect Capital Corporation 10 East 40Th Street, 42Nd Floor New York NY 10016 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-16 | 100,000 | $6.63 | 6,850,700 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-16 | 153,500 | $6.60 | 7,004,200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-16 | 153,000 | $6.59 | 7,157,200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-16 | 154,000 | $6.61 | 7,311,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |