Filing Details

Accession Number:
0001306873-15-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-18 17:16:59
Reporting Period:
2015-12-18
Filing Date:
2015-12-18
Accepted Time:
2015-12-18 17:16:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370755 Tcp Capital Corp. TCPC () 562594706
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232347 Howard Levkowitz C/O Tennenbaum Capital Partners, Llc
2951 28Th Street, Suite 1000
Santa Monica CA 90405
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-18 3,000 $14.00 13,000 No 4 P Indirect Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Indirect Footnote
Common Stock 124,347 Direct
Footnotes
  1. Elayne Levkowitz IRA.
  2. As UTMA custodian for minor children.