Filing Details
- Accession Number:
- 0000919574-15-008758
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 17:06:56
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 17:06:56
- Original Submission Date:
- 2015-12-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293310 | Kalobios Pharmaceuticals Inc | KBIO | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1658549 | Anthion Partners Ii Llc | 379 West Broadway New York NY 10012 | No | No | Yes | No | |
1658843 | David Moradi | 379 West Broadway New York NY 10012 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-16 | 3,410 | $29.32 | 178,210 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-16 | 3,410 | $29.32 | 178,210 | No | 4 | P | Indirect | Through Anthion Partners II LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Through Anthion Partners II LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 400,000 | Direct |
Footnotes
- On December 16, 2015, in connection with a private placement of the Issuer's securities that was announced and priced on December 3, 2015, Anthion Partners II LLC, on behalf of David Moradi, the Managing Member of Anthion Partners II LLC, acquired 3,410 shares of the Issuer's common stock, par value $0.001 per share, at a purchase price of $29.32 per share (which was the announced price for the private placement). The aggregate purchase price paid by Anthion Partners II LLC, on behalf of David Moradi, in the transaction was $99,981.20.
- The securities reported herein are owned directly by Anthion Partners II LLC and indirectly by David Moradi, the Managing Member of Anthion Partners II LLC. Both Anthion Partners II LLC and David Moradi are members of a "group" (with other persons) for purposes of Section 13(d) of the Securities Exchange Act of 1934. There is no voting or ownership agreement amongst the group members and the other
- On December 10, 2015, 200,000 shares were transferred from Anthion Partners II LLC's account to David Moradi's account and are now directly owned by David Moradi. On December 16, 2015, 200,000 additional shares were transferred from Anthion Partners II LLC's account to David Moradi's account and are now directly owned by David Moradi.