Filing Details
- Accession Number:
- 0001498301-15-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 15:08:25
- Reporting Period:
- 2015-12-17
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 15:08:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903343 | S Elliot Jaffe | C/O Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2015-12-17 | 51,552 | $9.72 | 814,490 | No | 4 | P | Indirect | See Footnote (1) |
Common | Acquisiton | 2015-12-18 | 48,448 | $9.68 | 862,938 | No | 4 | P | Indirect | See Footnote (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote (1) |
No | 4 | P | Indirect | See Footnote (1) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 1,062,784 | Direct |
Footnotes
- Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
- This transaction was executed in multiple trades ranging from $9.70 to $9.72. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- This transaction was executed in multiple trades ranging from $9.63 to $9.72. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.