Filing Details

Accession Number:
0001498301-15-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-18 15:08:25
Reporting Period:
2015-12-17
Filing Date:
2015-12-18
Accepted Time:
2015-12-18 15:08:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903343 S Elliot Jaffe C/O Ascena Retail Group, Inc.
933 Macarthur Boulevard
Mahwah NJ 07430
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2015-12-17 51,552 $9.72 814,490 No 4 P Indirect See Footnote (1)
Common Acquisiton 2015-12-18 48,448 $9.68 862,938 No 4 P Indirect See Footnote (1)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote (1)
No 4 P Indirect See Footnote (1)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 1,062,784 Direct
Footnotes
  1. Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
  2. This transaction was executed in multiple trades ranging from $9.70 to $9.72. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  3. This transaction was executed in multiple trades ranging from $9.63 to $9.72. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.