Filing Details
- Accession Number:
- 0001209191-15-086058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-18 14:46:51
- Reporting Period:
- 2015-06-30
- Filing Date:
- 2015-12-18
- Accepted Time:
- 2015-12-18 14:46:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259867 | W Gregory Becker | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-30 | 217 | $97.86 | 37,633 | No | 5 | A | Indirect | Revocable Trust |
| Common Stock | Acquisiton | 2015-12-16 | 7,000 | $60.37 | 44,633 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2015-12-16 | 7,000 | $125.07 | 37,633 | No | 4 | S | Indirect | Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Indirect | Revocable Trust |
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2015-12-16 | 7,000 | $60.37 | 7,000 | $60.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,000 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,527 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- The 7,000 shares were sold through separate trades, with the sale prices ranging from $125.00 to $125.22 and at a weighted average sale price of $125.0671.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2015.
Billionaire Hedge Funds
