Filing Details

Accession Number:
0001144204-15-071573
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-17 19:11:22
Reporting Period:
2015-12-15
Filing Date:
2015-12-17
Accepted Time:
2015-12-17 19:11:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398341 James Haran C/O Xcel Brands, Inc.,
475 10Th Avenue, 4Th Floor
New York NY 10018
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-15 256 $7.25 531,939 No 4 S Direct
Common Stock Disposition 2015-12-16 1,000 $7.25 530,939 No 4 S Direct
Common Stock Disposition 2015-12-17 5,000 $7.25 525,939 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 D Direct
Footnotes
  1. Represents the sale of shares of common stock pursuant to a domestic relations order.