Filing Details
- Accession Number:
- 0001144204-15-071573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-17 19:11:22
- Reporting Period:
- 2015-12-15
- Filing Date:
- 2015-12-17
- Accepted Time:
- 2015-12-17 19:11:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398341 | James Haran | C/O Xcel Brands, Inc., 475 10Th Avenue, 4Th Floor New York NY 10018 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-15 | 256 | $7.25 | 531,939 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-16 | 1,000 | $7.25 | 530,939 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-17 | 5,000 | $7.25 | 525,939 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct |
Footnotes
- Represents the sale of shares of common stock pursuant to a domestic relations order.