Filing Details
- Accession Number:
- 0001280263-15-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-17 19:02:45
- Reporting Period:
- 2015-12-15
- Filing Date:
- 2015-12-17
- Accepted Time:
- 2015-12-17 19:02:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189229 | B Christopher Paisley | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-12-15 | 1,000 | $6.00 | 6,556 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-12-15 | 500 | $56.45 | 6,056 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-12-15 | 500 | $57.32 | 5,556 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2015-12-16 | 1,152 | $0.00 | 6,708 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2015-12-15 | 1,000 | $0.00 | 1,000 | $6.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2015-12-16 | 1,152 | $0.00 | 1,152 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,667 | 2022-10-08 | No | 4 | M | Direct | |
| 3,459 | 2016-09-15 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2015.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $56.13 to $56.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $57.15 to $57.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- Shares subject to the option vest monthly over four years beginning on August 20, 2012.
- The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016.
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