Filing Details

Accession Number:
0001408356-15-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-17 18:53:13
Reporting Period:
2015-12-16
Filing Date:
2015-12-17
Accepted Time:
2015-12-17 18:53:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408356 Solarcity Corp SCTY Construction - Special Trade Contractors (1700) 020781046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560234 E Nancy Pfund C/O Solarcity Corporation
3055 Clearview Way
San Mateo CA 94402
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-16 32,651 $55.08 136,557 No 4 S Indirect By Trust
Common Stock Disposition 2015-12-17 17,349 $56.51 119,208 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,000 Indirect By Trust
Common Stock 928,977 Indirect See Footnote
Common Stock 449,279 Indirect See Footnote
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.22, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.09 to $56.94, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
  4. These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
  5. These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
  6. These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
  7. These shares are owned directly by Bay Area Equity Fund I, L.P.
  8. The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.