Filing Details
- Accession Number:
- 0001408356-15-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-17 18:53:13
- Reporting Period:
- 2015-12-16
- Filing Date:
- 2015-12-17
- Accepted Time:
- 2015-12-17 18:53:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408356 | Solarcity Corp | SCTY | Construction - Special Trade Contractors (1700) | 020781046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1560234 | E Nancy Pfund | C/O Solarcity Corporation 3055 Clearview Way San Mateo CA 94402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-16 | 32,651 | $55.08 | 136,557 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2015-12-17 | 17,349 | $56.51 | 119,208 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,000 | Indirect | By Trust |
Common Stock | 928,977 | Indirect | See Footnote |
Common Stock | 449,279 | Indirect | See Footnote |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2015.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.22, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.09 to $56.94, inclusive. The reporting person undertakes to provide SolarCity Corporation, any security holder of SolarCity Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- These shares are owned directly by The Pfund Polakoff Family Trust dtd 2/18/1993.
- These shares are owned directly by The Pfund Polakoff 2014 CRUT u/a/d 11/07/14.
- These shares are owned directly by DBL Equity Fund-BAEF II, L.P.
- These shares are owned directly by Bay Area Equity Fund I, L.P.
- The reporting person is a managing partner of H&Q Venture Management, L.L.C., doing business as DBL Investors LLC, which is the managing member of Bay Area Equity Fund Managers I, L. L.C., the general partner of Bay Area Equity Fund I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.