Home > Insider Trading > Filing (0001089212-15-000018)

Filing Details

Accession Number:: 0001089212-15-000018
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-17 18:52:21
Reporting Period:: 2015-12-15

Filing Date:: 2015-12-17
Accepted Time:: 2015-12-17 18:52:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1572684	Ucp Inc.	UCP	Operative Builders (1531)	900978085

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1089212	Buckingham Capital Management Inc	485 Lexington Avenue 3Rd Fl New York NY 10017		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ucp, Inc.	Disposition	2015-12-15	8,466	$7.24	1,022,120	No	4	S	Indirect	See Footnote (6) & (7)
Ucp, Inc.	Acquisiton	2015-12-16	3,100	$7.15	1,025,220	No	4	P	Indirect	See Footnote (6) & (7)
Ucp, Inc.	Disposition	2015-12-16	2,085	$6.97	1,023,135	No	4	S	Indirect	See Footnote (6) & (7)
Ucp, Inc.	Acquisiton	2015-12-17	7,451	$7.35	1,030,586	No	4	P	Indirect	See Footnote (6) & (7)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote (6) & (7)
No	4	P	Indirect	See Footnote (6) & (7)
No	4	S	Indirect	See Footnote (6) & (7)
No	4	P	Indirect	See Footnote (6) & (7)

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.345, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forthherein.
The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.035 to $7.2599, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.92 to $7.025, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forthherein.
The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.35 to $7.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
On behalf of the Reporting Persons, Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated, has agreed to disgorge to the issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934 that resulted from the transactions reported herein.
This statement is being filed by Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated. Buckingham Capital Management, Inc. is a registered investment adviser which acts as the general partner and investment manager for various private investment funds and which also manages other accounts on a discretionary basis that directly hold the securities reported herein. Buckingham Research Group Incorporated, a registered broker-dealer, is the parent company of Buckingham Capital Management, Inc.
Each of Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated disclaims beneficial ownership of the securities reported herein, except to the extent of such person's pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each such person states that the inclusion of the securities reported herein shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 or for any other purpose.