Filing Details
- Accession Number:
- 0001415889-15-004111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-17 15:29:33
- Reporting Period:
- 2015-12-15
- Filing Date:
- 2015-12-17
- Accepted Time:
- 2015-12-17 15:29:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042729 | Mercantile Bank Corp | MBWM | State Commercial Banks (6022) | 383360865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185832 | R Thomas Sullivan | C/O Mercantile Bank Corporation 310 Leonard Street Grand Rapids MI 49504 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-15 | 3,000 | $24.20 | 72,987 | No | 4 | S | Indirect | by IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,773 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Common Stock - right to buy) | $22.00 | 2014-06-01 | 2016-11-27 | 1,575 | 1,575 | Direct |
| Common Stock | Employee Stock Option (Common Stock - right to buy) | $16.00 | 2014-06-01 | 2017-12-03 | 7,000 | 7,000 | Direct |
| Common Stock | Employee Stock Option (Common Stock - right to buy) | $7.80 | 2014-06-01 | 2018-11-24 | 7,000 | 7,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $22.14 | 2016-11-13 | 2021-11-12 | 1,488 | 1,488 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $27.66 | 2017-11-19 | 2022-11-18 | 620 | 620 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-11-27 | 1,575 | 1,575 | Direct |
| 2017-12-03 | 7,000 | 7,000 | Direct |
| 2018-11-24 | 7,000 | 7,000 | Direct |
| 2021-11-12 | 1,488 | 1,488 | Direct |
| 2022-11-18 | 620 | 620 | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2015.
- Includes 57,486.661 shares previously owned indirectly through MBWM Corporation's 401(k) plan, The 57,486.661 shares further reflect a decrease of 33.621 shares relative to the total previously reported for the 401(k) account, with such decrease being attributable to a change in the quarterly fee charged by the 401(k) trustee in connection with holding such shares.
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