Filing Details
- Accession Number:
- 0001140361-15-044823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-17 10:25:04
- Reporting Period:
- 2015-12-07
- Filing Date:
- 2015-12-17
- Accepted Time:
- 2015-12-17 10:25:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1624830 | S. Charles Ryan | 1302 Ridge Road Laurel Hollow NY 11791 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-07 | 6,250 | $4.00 | 16,250 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2015-12-07 | 6,250 | $0.00 | 6,250 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2015-12-07 | 2020-11-12 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $8.00 | 2025-04-06 | 15,000 | 15,000 | Direct | |
| Common Stock | Warrant | $15.00 | 2015-05-08 | 2020-05-08 | 2,500 | 2,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-04-06 | 15,000 | 15,000 | Direct |
| 2020-05-08 | 2,500 | 2,500 | Direct |
Footnotes
- Common Stock and Warrant were issued to Reporting Person in exchange for cancellation of indebtedness due from Issuer in the amount of $25,000.
- The option vests to the extent of 5,000 shares on each of April 6, 2016, 2017 and 2018.
Billionaire Hedge Funds
