Filing Details

Accession Number:
0001209191-15-085665
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-17 10:08:40
Reporting Period:
2015-12-15
Filing Date:
2015-12-17
Accepted Time:
2015-12-17 10:08:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-12-15 2,400 $6.51 3,280,886 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-15 100 $6.48 3,280,986 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-16 2,000 $6.70 3,282,986 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-16 300 $6.75 3,283,286 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-16 200 $6.71 3,283,486 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.