Filing Details
- Accession Number:
- 0001144204-15-071403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 20:53:47
- Reporting Period:
- 2015-12-14
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 20:53:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1564709 | Truett-Hurst Inc. | THST | Beverages (2080) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1574620 | Barrie James Graham | 487 Wilson Avenue Novato CA 94947 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-12-14 | 5,376 | $1.24 | 13,610 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2015-12-15 | 1,000 | $1.86 | 40,235 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2015-12-15 | 3,000 | $1.90 | 43,235 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2015-12-15 | 13,554 | $0.00 | 13,554 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,554 | 2025-12-15 | No | 4 | A | Direct |
Footnotes
- Common stock acquired upon the vesting of restricted stock awards granted 12/2014.
- Restricted stock units granted on 12/15/2015 vesting 100% at the one year anniversary, 12/15/2016