Filing Details
- Accession Number:
- 0001127602-15-034346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 20:24:23
- Reporting Period:
- 2015-12-15
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 20:24:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463172 | Zendesk Inc. | ZEN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211433 | J Alan Black | 1019 Market Street San Francisco CA 94103 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-02 | 1,000 | $0.00 | 156,099 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2015-12-09 | 12,500 | $0.00 | 143,599 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2015-12-09 | 12,500 | $0.00 | 252,800 | No | 5 | G | Indirect | Alan J. Black and Linda J. Black, Trustees of Black Family Trust - 2001 U/I DTD. November 26, 2001 |
| Common Stock | Disposition | 2015-12-15 | 15,000 | $25.82 | 237,800 | No | 4 | S | Indirect | Alan J. Black and Linda J. Black, Trustees of Black Family Trust - 2001 U/I DTD. November 26, 2001 |
| Common Stock | Acquisiton | 2015-12-15 | 3,600 | $6.24 | 147,199 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-15 | 2,000 | $9.52 | 149,199 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-15 | 5,600 | $25.82 | 143,599 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-12-15 | 375 | $0.00 | 143,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-15 | 196 | $26.13 | 143,778 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | Alan J. Black and Linda J. Black, Trustees of Black Family Trust - 2001 U/I DTD. November 26, 2001 |
| No | 4 | S | Indirect | Alan J. Black and Linda J. Black, Trustees of Black Family Trust - 2001 U/I DTD. November 26, 2001 |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-15 | 3,600 | $0.00 | 3,600 | $6.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-15 | 2,000 | $0.00 | 2,000 | $9.52 |
| Common Stock | Restricted Stock Unit | Disposition | 2015-12-15 | 375 | $0.00 | 375 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,100 | 2023-05-03 | No | 4 | M | Direct | |
| 84,000 | 2024-02-13 | No | 4 | M | Direct | |
| 14,251 | 2022-02-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,000 | Indirect | By Black 2013 Family Heritage Trust |
| Common Stock | 40,000 | Indirect | By Black 2014 Family Heritage Trust |
Footnotes
- This transaction was effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person.
- This sale price represents the weighted average sale price of the shares sold ranging from $25.33 to $26.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This sale price represents the weighted average sale price of the shares sold ranging from $25.47 to $26.045 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Restricted stock units convert into common stock on a one-for-one basis.
- Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the reporting person.
- The option is immediately exercisable as of the grant date. 1/48th of the shares vest monthly after April 23, 2013, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. Unvested shares exercised are subject to a right of repurchase in favor of the Company should the Reporting Person cease to provide continuous service.
- The option is immediately exercisable as of the grant date. 1/60th of the shares vest monthly after February 13, 2014, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. Unvested shares exercised are subject to a right of repurchase in favor of the Company should the Reporting Person cease to provide continuous service.
- 1/48th of the shares issuable pursuant to the restricted stock units shall vest monthly after the vesting commencement date of February 15, 2015, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
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