Filing Details
- Accession Number:
- 0001009626-15-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 19:02:28
- Reporting Period:
- 2015-12-15
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 19:02:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009626 | Brocade Communications Systems Inc | BRCD | Computer Communications Equipment (3576) | 770409517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298270 | Ellen Odonnell | 130 Holger Way San Jose CA 95134 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-15 | 5,409 | $8.60 | 2,471 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2015-12-15 | 35,000 | $0.00 | 35,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2018-11-01 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person in March 2015.
- Includes 849 shares acquired under Brocade's employee stock purchase plan on December 1, 2015.
- Each restricted stock unit (RSU) represents a contingent right to receive one share of Brocade common stock.
- Subject to the provisions in the RSU agreement, the RSUs vest annually over three years from November 1, 2015.