Filing Details

Accession Number:
0001127602-15-034280
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-16 16:43:13
Reporting Period:
2015-12-14
Filing Date:
2015-12-16
Accepted Time:
2015-12-16 16:43:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409970 Lendingclub Corp LC Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625127 Carrie Dolan C/O Lendingclub Corporation
71 Stevenson Street, Suite 300
San Francisco CA 94105
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-14 13,950 $0.70 22,659 No 4 M Direct
Common Stock Disposition 2015-12-14 13,950 $13.21 8,709 No 4 S Direct
Common Stock Acquisiton 2015-12-14 11,880 $0.10 20,589 No 4 M Direct
Common Stock Disposition 2015-12-14 11,880 $13.20 8,709 No 4 S Direct
Common Stock Disposition 2015-12-14 77,927 $13.22 1,672,381 No 4 S Indirect By Paul L. Dolan And Carrie L. Dolan, Trustees Of Dolan Family Trust U/A Dtd 1/27/2003
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Paul L. Dolan And Carrie L. Dolan, Trustees Of Dolan Family Trust U/A Dtd 1/27/2003
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2015-12-14 13,950 $0.00 13,950 $0.70
Common Stock Stock Option (right to buy) Disposition 2015-12-14 11,880 $0.00 11,880 $0.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
549,227 2022-10-16 No 4 M Direct
153,658 2021-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 220,000 Indirect By Carrie Dolan, As Trust Advisor Of Dolan Family 2014 Irrevocable Gst Exempt Trust
Footnotes
  1. Includes 621 shares acquired on November 10, 2015 under the LendingClub Corporation 2014 Employee Stock Purchase Plan.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2015.
  3. This transaction was executed in multiple trades during the day at prices ranging from $13.00 to $13.73. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. Shares held of record by Paul L. Dolan and Carrie L. Dolan, Trustees of Dolan Family Trust U/A DTD 1/27/2003.
  5. Shares held of record by Carrie Dolan, as Trust Advisor of Dolan Family 2014 Irrevocable GST Exempt Trust.
  6. The option vested as to 6.25% of the total shares on January 1, 2013, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
  7. The option vested as to 25% of the total shares on August 16, 2011, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.