Filing Details
- Accession Number:
- 0001127602-15-034280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 16:43:13
- Reporting Period:
- 2015-12-14
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 16:43:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1409970 | Lendingclub Corp | LC | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1625127 | Carrie Dolan | C/O Lendingclub Corporation 71 Stevenson Street, Suite 300 San Francisco CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-14 | 13,950 | $0.70 | 22,659 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-14 | 13,950 | $13.21 | 8,709 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-12-14 | 11,880 | $0.10 | 20,589 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-14 | 11,880 | $13.20 | 8,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-12-14 | 77,927 | $13.22 | 1,672,381 | No | 4 | S | Indirect | By Paul L. Dolan And Carrie L. Dolan, Trustees Of Dolan Family Trust U/A Dtd 1/27/2003 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Paul L. Dolan And Carrie L. Dolan, Trustees Of Dolan Family Trust U/A Dtd 1/27/2003 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-14 | 13,950 | $0.00 | 13,950 | $0.70 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-14 | 11,880 | $0.00 | 11,880 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
549,227 | 2022-10-16 | No | 4 | M | Direct | |
153,658 | 2021-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 220,000 | Indirect | By Carrie Dolan, As Trust Advisor Of Dolan Family 2014 Irrevocable Gst Exempt Trust |
Footnotes
- Includes 621 shares acquired on November 10, 2015 under the LendingClub Corporation 2014 Employee Stock Purchase Plan.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2015.
- This transaction was executed in multiple trades during the day at prices ranging from $13.00 to $13.73. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Shares held of record by Paul L. Dolan and Carrie L. Dolan, Trustees of Dolan Family Trust U/A DTD 1/27/2003.
- Shares held of record by Carrie Dolan, as Trust Advisor of Dolan Family 2014 Irrevocable GST Exempt Trust.
- The option vested as to 6.25% of the total shares on January 1, 2013, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
- The option vested as to 25% of the total shares on August 16, 2011, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.