Filing Details
- Accession Number:
- 0001127602-15-034271
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 16:10:46
- Reporting Period:
- 2015-11-20
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 16:10:46
- Original Submission Date:
- 2015-11-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1277856 | Cardtronics Inc | CATM | Services-Business Services, Nec (7389) | 760681190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289611 | Chris J Brewster | 3250 Briarpark Drive Suite 400 Houston TX 77042 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-11-20 | 10,000 | $10.55 | 68,825 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-11-20 | 10,000 | $36.14 | 58,825 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2015-11-20 | 10,000 | $0.00 | 10,000 | $10.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,610 | 2010-03-06 | 2016-03-06 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 56,827 | 56,827 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
56,827 | 56,827 | Direct |
Footnotes
- Balance following transaction was incorrectly reflected as 58,825 on the original Form 4 filed on November 23, 2015.
- Shares sold pursuant to Mr. Brewster's Rule 10b5-1 Plan dated August 28, 2015
- Balance following transaction was incorrectly reflected as 48,825 on the original Form 4 filed on November 23, 2015.
- Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- Owner granted restricted stock units under Cardtronics' annual Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year.