Home > Insider Trading > Filing (0001104659-15-085121)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
864559	Cascade Microtech Inc	CSCD	Instruments For Meas & Testing Of Electricity & Elec Signals (3825)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1400003	D John Delafield	9100 Sw Gemini Drive Beaverton OR 97008		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-12-15	3,000	$16.30	1,748,034	No	4	S	Indirect	By Delafield Hambrecht Partners Fund, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Delafield Hambrecht Partners Fund, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	104,600	Direct
Common Stock	1,500	Indirect	By Spouse

Footnotes

The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Delafield Hambrecht, Inc. and Delafield Hambrecht Partners Fund, LLP dated August 25, 2015.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2300 to $16.4900 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reporting person is the Chairman of Delafield Hambrecht, Inc., which is the sole manager of the general partner of Delafield Hambrecht Partners Fund, LLP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.