Filing Details
- Accession Number:
- 0000899243-15-009942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 10:00:43
- Reporting Period:
- 2015-12-15
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 10:00:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592778 | Keith Lee | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-15 | 1,500 | $10.15 | 6,302 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-12-15 | 400 | $10.15 | 6,702 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-15 | 1,500 | $10.20 | 8,202 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-15 | 600 | $10.20 | 8,802 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-15 | 1,200 | $10.20 | 10,002 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 1.173 shares acquired under the CM Finance Inc dividend reinvestment plan.