Filing Details
- Accession Number:
- 0001225208-15-022439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 08:28:19
- Reporting Period:
- 2015-12-14
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 08:28:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422342 | M Steven Raney | 880 Carillon Parkway St. Petersburg FL 33716 | President & Ceo Rjbank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-14 | 5,000 | $27.10 | 26,771 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-14 | 534 | $0.00 | 27,305 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-14 | 224 | $56.32 | 27,081 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-12-14 | 5,000 | $55.89 | 22,081 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-12-14 | 5,000 | $27.10 | 5,000 | $27.10 |
| Common Stock | Restricted Stock Units | Disposition | 2015-12-14 | 534 | $0.00 | 534 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2017-01-22 | No | 4 | M | Direct | |
| 0 | 2015-12-14 | 2015-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,309 | Indirect | ESOP |
Footnotes
- Includes 106 shares of common stock acquired on December 2, 2015 pursuant to the registrant's Employee Stock Purchase Plan.
- Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2015.
- Of the 25,000 employee stock options granted on 11/22/2011, 60% vested and became exercisable on 11/22/2014, 20% on 11/22/2015 and 20% will vest on 11/22/2016.
Billionaire Hedge Funds
