Filing Details

Accession Number:
0001102624-15-001814
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-12-16 06:37:40
Reporting Period:
2015-12-09
Filing Date:
2015-12-16
Accepted Time:
2015-12-16 06:37:40
Original Submission Date:
2015-12-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry 10 East 40Th Street, 42Nd Floor
New York NY 10016
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-09 150,000 $6.71 6,108,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This amendment is being filed solely to correct a difference of 72,000 shares in the reported number of shares in the December 10, 2015 Form 4. No other changes have been made to the original Form 4.