Filing Details
- Accession Number:
- 0001102624-15-001814
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-12-16 06:37:40
- Reporting Period:
- 2015-12-09
- Filing Date:
- 2015-12-16
- Accepted Time:
- 2015-12-16 06:37:40
- Original Submission Date:
- 2015-12-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294357 | F John Barry | 10 East 40Th Street, 42Nd Floor New York NY 10016 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-09 | 150,000 | $6.71 | 6,108,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This amendment is being filed solely to correct a difference of 72,000 shares in the reported number of shares in the December 10, 2015 Form 4. No other changes have been made to the original Form 4.