Filing Details
- Accession Number:
- 0001209191-15-085460
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-15 20:27:26
- Reporting Period:
- 2015-12-11
- Filing Date:
- 2015-12-15
- Accepted Time:
- 2015-12-15 20:27:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1567514 | Intra-Cellular Therapies Inc. | ITCI | Pharmaceutical Preparations (2834) | 364742850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1585699 | Sharon Mates | C/O Intra-Cellular Therapies, Inc. 430 East 29Th Street New York NY 10016 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-11 | 25,000 | $0.60 | 1,093,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-11 | 25,000 | $1.36 | 1,118,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-11 | 18,750 | $1.50 | 1,137,685 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-11 | 30,046 | $53.56 | 1,107,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-11 | 19,654 | $54.24 | 1,087,985 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-11 | 1,800 | $55.08 | 1,086,185 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-12-11 | 25,000 | $0.00 | 25,000 | $0.60 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-12-11 | 25,000 | $0.00 | 25,000 | $1.36 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-12-11 | 18,750 | $0.00 | 18,750 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-14 | No | 4 | M | Direct | |
| 0 | 2016-12-05 | No | 4 | M | Direct | |
| 18,750 | 2017-12-12 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2015. A majority of the proceeds from these sales will be used to cover the reporting person's tax liability arising from option exercises.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $53.94, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.97 to $54.96, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.97 to $55.24, inclusive.
- All shares underlying this option have vested.
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