Filing Details
- Accession Number:
- 0000921895-15-002798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-15 19:22:04
- Reporting Period:
- 2015-12-11
- Filing Date:
- 2015-12-15
- Accepted Time:
- 2015-12-15 19:22:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
700841 | Rcm Technologies Inc | RCMT | Services-Help Supply Services (7363) | 951480559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1432744 | S Christopher Kiper | 9401 Wilshire Boulevard, Suite 705 Beverly Hills CA 90212 | No | No | Yes | No | |
1539145 | Michael O'connell | 515 S. Figueroa Street Suite 1050 Los Angeles CA 90071 | No | No | Yes | No | |
1556184 | Trust Revocable O'connell L. Margo & O'connell F. Michael | 515 S. Figueroa Street Suite 1050 Los Angeles CA 90071 | No | No | Yes | No | |
1556221 | M2O, Inc. | 515 S. Figueroa Street Suite 1050 Los Angeles CA 90071 | No | No | Yes | No | |
1556235 | Irs Partners No. 19, L.p. | 515 S. Figueroa Street Suite 1050 Los Angeles CA 90071 | No | No | Yes | No | |
1556241 | Foundation Family Leonetti/O'connell | 515 S. Figueroa Street Suite 1050 Los Angeles CA 90071 | No | No | Yes | No | |
1556313 | Bradley Vizi | 9401 Wilshire Boulevard, Suite 705 Beverly Hills CA 90212 | Yes | No | Yes | No | |
1560207 | Legion Partners Asset Management, Llc | 9401 Wilshire Boulevard, Suite 705 Beverly Hills CA 90212 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.05 Par Value | Acquisiton | 2015-12-11 | 63,590 | $5.42 | 2,054,965 | No | 4 | P | Indirect | See footnotes |
Common Stock, $0.05 Par Value | Acquisiton | 2015-12-14 | 100 | $5.52 | 2,055,065 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.05 Par Value | 266,074 | Indirect | See footnotes |
Common Stock, $0.05 Par Value | 11,000 | Direct | |
Common Stock, $0.05 Par Value | 22,000 | Direct |
Footnotes
- This Form 4 is being filed jointly by the reporting persons identified herein (each a "Reporting Person" and collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- IRS Partners No. 19, L.P., a Delaware limited partnership ("IRS 19"), directly owns these shares of common stock ("Common Stock") of RCM Technologies, Inc. (the "Issuer"). M2O, Inc., a California corporation ("M2O"), is the general partner of IRS 19. The Michael F. O'Connell and Margo L. O'Connell Revocable Trust (the "Trust") is the sole voting shareholder of M2O and Michael O'Connell, an individual, controls all investment decisions with respect to the Trust. IRS 19, M2O, the Trust and Mr. O'Connell may therefore be deemed to have shared voting and dispositive power over the Common Stock owned by IRS 19.
- The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), directly owns these shares. The investment decisions of the Foundation are controlled by Mr. O'Connell (Mr. O'Connell, collectively with IRS 19, the Foundation, M2O and the Trust, the "O'Connell Entities") and by virtue of such relationship, the Foundation and Mr. O'Connell may be deemed to have shared voting and dispositive power over the Common Stock owned by the Foundation. IRS 19, M2O and the Trust disclaim beneficial ownership of the Common Stock of the Issuer owned by the Foundation except to the extent of their pecuniary interest therein. The Foundation disclaims beneficial ownership of the shares of Common Stock of the Issuer owned by IRS 19 except to the extent of its pecuniary interest therein.
- IRS 19 and the Foundation have each entered into an investment advisory agreement with Legion Partners Asset Management, LLC , a Delaware limited liability company ("Legion Partners"), pursuant to which Christopher Kiper ("Mr. Kiper") and Bradley Vizi ("Mr. Vizi") on behalf of Legion Partners, exclusively manage IRS 19's and the Foundation's investment in the Issuer and have certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Legion Partners, Mr. Kiper and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Legion Partners, Mr. Kiper and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Mr. Kiper directly owns 22,000 shares of Common Stock of the Issuer and Mr. Vizi directly owns 11,000 shares of Common Stock of the Issuer.
- Includes 10,000 shares of common stock issued on December 3, 2015 upon the accelerated vesting of certain restricted stock units granted on December 11, 2014 to Mr. Vizi as compensation for his service on the Board.